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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-20 |
| NJ | RA | APPROVED | 2026-03-17 |
Branch Locations
300 Madison Ave Fl 25, New York, NY 10017 • United States
Howell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 07/2006 | 12/2025 |
| Stephen Andrew Schwartz | New York | NY | 12/2025 | 06/2026 |
| Kevin Robert Luchetta | New York | NY | 12/2025 | 06/2026 |
| Jim Dinardo | New York | NY | 12/2025 | 06/2026 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 02/2026 | Present |
| Jim Dinardo | New York | NY | 06/2026 | Present |
| Kevin Robert Luchetta | New York | NY | 06/2026 | Present |
| Stephen Andrew Schwartz | New York | NY | 06/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
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