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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-09-28 |
Branch Locations
110 Franklin Road Se Suite 500, Roanoke, VA 24011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roanoke | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 11/2016 | 09/2023 |
| Janney Montgomery Scott Llc | Roanoke | VA | 09/2023 | Present |
St John's Episcopal Church, Roanoke, VA. Sunday School Teacher (01/1990) - Teach approved program of Episcopal Church to 5th, 6th, and 7th graders. Not investment related, not compensated, 6 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-01 |
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