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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-27
NJ RA APPROVED 2018-09-27
  • TX RA
    APPROVED_RES
    Since 2020-05-27
  • NJ RA
    APPROVED
    Since 2018-09-27

Branch Locations

324 East Broad St, Westfield, NJ 07090 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westfield NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westfield NJ 11/2016 09/2018
Raymond James Financial Services, Inc. Westfield NJ 09/2018 Present
Raymond James Financial Services Advisors, Inc. Westfield NJ 09/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Rabadeau wealth group Address: 324 E Broad St, Westfield, NJ, 07090, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/07/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: co owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-20
S63 Uniform Securities Agent State Law Examination 1984-09-18
  • S65 Uniform Investment Adviser Law Examination
    1992-11-20
  • S63 Uniform Securities Agent State Law Examination
    1984-09-18
Other Names
  • Gerald Russell Rabadeau

View on SEC IAPD

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