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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-25
  • MN RA
    APPROVED
    Since 2013-11-25

Branch Locations

227 W 1St St Ste 900, Duluth, MN 55802 • United States

Duluth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Duluth MN 02/1979 03/2020
Ameriprise Financial Services, Llc Duluth MN 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 718 East Anemone Trail, Unit DDillon, Colorado, , ** not provided Dillon**, CO, 80435; Not Investment-Related; 07/01/2019.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-01-25
  • S63 Uniform Securities Agent State Law Examination
    1980-01-25
Designations
Other Names
  • Kathleen Mary Thilmony

View on SEC IAPD

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