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Charles George Salfity

LPl Financial LLC

El Segundo, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
CA RA APPROVED 2005-08-02
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • CA RA
    APPROVED
    Since 2005-08-02

Branch Locations

2321 Rosecrans Ave Ste 5200, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Manhattan Beach CA 08/2005 Present
Previous Registrations
  • 2000-02-28 → 2005-11-08
    Householder Group, Estate & Retirement Specialists
    Torrance, CA
  • 2005-07-21 → 2005-07-27
    Sunamerica Securities, Inc.
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-25
S63 Uniform Securities Agent State Law Examination 1992-03-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-25
  • S63 Uniform Securities Agent State Law Examination
    1992-03-13
Other Names
  • Charles George Khalil
  • Charles G Salfity
  • Khalil Salfity
  • Charles G Salfity

View on SEC IAPD

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