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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-19
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

335 E. Blackburn Rd Suite A, Mount Vernon, WA 98273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Everett WA 10/2003 01/2024
Osaic Wealth, Inc. Mount Vernon WA 01/2024 Present
  • 10/2003 → 01/2024
    Woodbury Financial Services
    Everett, WA
  • 01/2024 → Present
    Mount Vernon, WA
Previous Registrations
  • 2004-03-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Mount Vernon, WA
    Everett, WA
Other Businesses

1) NORTH COUNTY REGIONAL FIRE AUTHORITY POSITION: Fire Commissioner NATURE: Fire Department serving about 20,000 residents INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2019 ADDRESS: 8117 267th St NW, Stanwood WA 98292, United States DESCRIPTION: One of 7 elected Fire Commissioners. Commision hires the Fire Chief and approves policies and direction of Fire District. Commission approves all spending. 2) NORTHWEST RETIREMENT SECURITY GROUP POSITION: Owner/Agent NATURE: I sell non-security life insurance, health insurance and disability insurance. This entry is just to update the old address that was still on file. I am no longer located in Marysville, WA. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2007 ADDRESS: 335 E Blackburn Rd., P.O. Box 190, Mount Vernon WA 98273, United States DESCRIPTION: It is my own sub S corporation I use to mostly sell health insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-02-27
S65 Uniform Investment Adviser Law Examination 2004-03-10
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27
  • S65 Uniform Investment Adviser Law Examination
    2004-03-10
Designations
Other Names
  • Rob C Johnson
  • Robin C Johnson

View on SEC IAPD

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