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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2010-07-27
WA RA APPROVED 2008-06-20
  • OK RA
    APPROVED
    Since 2010-07-27
  • WA RA
    APPROVED
    Since 2008-06-20

Branch Locations

Bellingham, WA • United States

2204 Riverside Dr, Mount Vernon, WA 98273 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Mount Vernon WA 04/2008 Present
Thrivent Financial For Lutherans Appleton WI 04/2008 Present
Other Businesses

BELLAIRE ESTATES HOA POSITION: Vice President NATURE: Vice president for neighborhood homeowners association. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2023 ADDRESS: 5373 Bellaire Dr, Bellingham WA 98226, United States DESCRIPTION: Help with neighborhood improvements/changes or problems as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-19
  • S66 Uniform Combined State Law Examination
    2008-06-19

View on SEC IAPD

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