Shawn Eric Steffens

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-24
WA	RA	APPROVED	2009-03-11
OK	RA	APPROVED	2007-02-01

TX RA
APPROVED_RES

Since 2023-07-24
WA RA
APPROVED

Since 2009-03-11
OK RA
APPROVED

Since 2007-02-01

Branch Locations

2204 Riverside Dr, Mount Vernon, WA 98273 • United States

Mt. Vernon, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management	Mount Vernon	WA	05/2005	Present
Thrivent Financial For Lutherans	Appleton	WI	09/2005	Present

05/2005 → Present

Thrivent Investment Management

Mount Vernon, WA
09/2005 → Present

Thrivent Financial For Lutherans

Appleton, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-22

S66 Uniform Combined State Law Examination

2005-09-22

View on SEC IAPD

Current Employers

Thrivent Investment Management Inc.

Disclosures

Employment History

Exams

Other Firms

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