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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-06 |
| MN | RA | APPROVED | 2013-11-18 |
Branch Locations
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
Lakeville, MN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edina | MN | 04/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | Present |
Business Ownership; Susan Pauline Emerson, Inc.; ; This is a dog training business.; 9080 235th Street West Lakeville, MN 55044, ,; Not Investment-Related; 01/01/2005; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-05 |
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