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Nicholas Frank Saunders

Centaurus Financial, Inc.

Marlton, NJ

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-03
CT RA APPROVED 2018-08-22
FL RA APPROVED 2018-08-21
NJ RA APPROVED 2018-08-21
PA RA APPROVED 2018-08-21
  • NY RA
    APPROVED
    Since 2023-01-03
  • CT RA
    APPROVED
    Since 2018-08-22
  • FL RA
    APPROVED
    Since 2018-08-21
  • NJ RA
    APPROVED
    Since 2018-08-21
  • PA RA
    APPROVED
    Since 2018-08-21

Branch Locations

2001 Lincoln Drive West Suite A, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Inc. Anaheim CA 08/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2015 08/2018
Summit Brokerage Services, Inc. Boca Raton FL 09/2015 08/2018
Previous Registrations
Other Businesses

1. NICHOLAS SAUNDERS, LLC POSITION: Member NATURE: To pay bills. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2005 ADDRESS: 2001 Lincoln Dr W Suite A, Marlton NJ 06053, United States DESCRIPTION: To pay my bills. 2. EXECUTIVE WEALTH ADVISORS, LLC POSITION: Member NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2005 ADDRESS: 2001 Lincoln Dr W Suite A, Marlton NJ 08053, United States DESCRIPTION: DBA , payoff bills and administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
S63 Uniform Securities Agent State Law Examination 1986-06-12
  • S66 Uniform Combined State Law Examination
    2005-09-19
  • S63 Uniform Securities Agent State Law Examination
    1986-06-12
Other Names
  • Nicholas F Saunders
  • Nicholas Frank Saunders

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