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Terence O'BRien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westborough, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-16
  • CT RA
    APPROVED
    Since 2025-05-16

Branch Locations

1700 W Park Dr, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 11/1978 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
S65 Uniform Investment Adviser Law Examination 1996-03-13
S63 Uniform Securities Agent State Law Examination 1988-10-04
  • S66 Uniform Combined State Law Examination
    2022-12-21
  • S65 Uniform Investment Adviser Law Examination
    1996-03-13
  • S63 Uniform Securities Agent State Law Examination
    1988-10-04
Other Names
  • Terry Obrien
  • Terence John Obrien
  • Terry O'BRien
  • Terence John O'BRien
  • Terry O'BRien
  • Terence J O'BRien

View on SEC IAPD

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GRIMES & COMPANY · WESTBOROUGH, MA
MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

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