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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-07 |
| TX | RA | APPROVED | 2022-11-07 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
Laguna Beach, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 11/2022 | Present |
| Wells Fargo Clearing Services,Llc | Irvine | CA | 10/2012 | 11/2022 |
NZJJ, INC.; INV. RELATED; IRVINE,CA; 100% OWNERSHIP; START DATE 09/20/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. JAEJ GROUP, LLC.; INV. RELATED; IRVINE,CA; 25% OWNERSHIP; START DATE 09/20/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-02 |
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