Hal Irving Marcus

Current Employers

Buss Capital Management, Llc

250 E. Illinois Road Suite 4, Lake Forest, IL 60045-1971 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-04-28

IL RA
APPROVED

Since 2015-04-28

Branch Locations

250 E. Illinois Road Suite 4, Lake Forest, IL 60045-1971 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Deerfield	IL	02/2007	Present
Citigroup	Buffalo Grove	IL	11/2013	Present

02/2007 → Present

Citigroup Global Markets Inc.

Deerfield, IL
11/2013 → Present

Citigroup

Buffalo Grove, IL

Previous Registrations

2013-11-22 → 2015-04-10

Citigroup Global Markets Inc.

San Antonio, TX

Chicago, IL

Buffalo Grove, IL
2009-06-01 → 2013-11-22

Morgan Stanley

Deerfield, IL
2007-05-24 → 2009-06-01

Citigroup Global Markets Inc.

Deerfield, IL
1997-10-04 → 2004-12-31

Tioga Capital Management

Buffalo Grove, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-15
S63	Uniform Securities Agent State Law Examination	1991-12-10
S65	Uniform Investment Adviser Law Examination	1991-11-21

S66 Uniform Combined State Law Examination

2007-05-15
S63 Uniform Securities Agent State Law Examination

1991-12-10
S65 Uniform Investment Adviser Law Examination

1991-11-21

View on SEC IAPD

Current Employers

Buss Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews