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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

300 E Illinois Rd, L1, Lake Forest, IL 60045 • United States

300 E. Illinois Road, Lake Forest, IL 60045 • United States

501 15Th Street, Moline, IL 61265 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Moline IL 10/2012 Present
Brady Innovations Llc Lake Forest IL 11/2013 08/2024
Jpmorgan Chase Bank, N.A. Moline IL 06/2005 Present
  • 10/2012 → Present
    Moline, IL
  • 11/2013 → 08/2024
    Brady Innovations Llc
    Lake Forest, IL
  • 06/2005 → Present
    Jpmorgan Chase Bank, N.A.
    Moline, IL
Previous Registrations
  • 2007-06-19 → 2012-10-01
    Chase Investment Services Corp.
    Woodstock, IL
    Rockford, IL
    Lake Bluff, IL
    Highland Park, IL
    Highland Park, IL
    Crystal Lake, IL
    Lake Forest, IL
    Lake Bluff, IL
    Chicago, IL
Other Businesses

Entity Name: Michael J Brady DBA Michael J Brady Investment related: No Address: Brentwood,TN, Chicago, IL, Lake Forest, IL Nature of the other business: Real Estate Position/ Title/ Relationship: Owner/Partner Start Date: Jun 09, 2014 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner, collect rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-14
S63 Uniform Securities Agent State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2007-06-14
  • S63 Uniform Securities Agent State Law Examination
    2005-07-29
Designations
Other Names
  • Michael J Brady

View on SEC IAPD

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