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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-06-07
  • VA RA
    APPROVED
    Since 2017-06-07

Branch Locations

7406 Alban Station Ct Ste B-209, Springfield, VA 22150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kansas Army National Guard Topeka KS 04/2006 Present
Waddell & Reed, Inc Topeka KS 07/2014 10/2016
Various Insurance Carriers For W&R Insurance Agencies Topeka KS 07/2014 10/2016
Aric Harrington Topeka KS 08/2014 10/2016
Primerica Financial Services Springfield VA 11/2016 Present
Pfs Investments Inc Springfield VA 02/2017 Present
Army National Guard Arlington VA 09/2015 Present
St. Michaels Inc Woodbridge VA 06/2023 10/2023
Iwi Distributing Eldridge IA 05/2023 Present
  • 04/2006 → Present
    Kansas Army National Guard
    Topeka, KS
  • 07/2014 → 10/2016
    Waddell & Reed, Inc
    Topeka, KS
  • 07/2014 → 10/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Topeka, KS
  • 08/2014 → 10/2016
    Aric Harrington
    Topeka, KS
  • 11/2016 → Present
    Primerica Financial Services
    Springfield, VA
  • 02/2017 → Present
    Springfield, VA
  • 09/2015 → Present
    Army National Guard
    Arlington, VA
  • 06/2023 → 10/2023
    St. Michaels Inc
    Woodbridge, VA
  • 05/2023 → Present
    Iwi Distributing
    Eldridge, IA
Previous Registrations
  • 2014-07-24 → 2016-10-24
    Waddell & Reed
    Topeka, KS
  • 2012-06-12 → 2012-08-20
    Concourse Financial Group Securities, Inc.
    Topeka, KS
  • 2009-11-12 → 2010-10-13
    Avantax Advisory Services
    Dallas, TX
  • 2006-11-10 → 2009-09-18
    Waddell & Reed
    Topeka, KS
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Real estate owner, 06/2010. Real estate owner, 09/2015. St. Barbara LLC, Not Investment Related, Arlington, Virginia 22209, Member, 160 hours committed per month, 160 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-09
  • S66 Uniform Combined State Law Examination
    2006-11-09

View on SEC IAPD

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