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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-04
TX RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-12-04
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

18333 Egret Bay Boulevard Suite 600, Houston, TX 77058 • United States

Texas Wealth Management, Llc

18333 Egret Bay Boulevard Suite 600, Houston, TX 77058 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-09-04
LA RA APPROVED 2018-01-23
CO RA APPROVED 2017-11-16
FL RA APPROVED 2017-10-09
TX RA APPROVED 2017-02-09
  • WA RA
    APPROVED
    Since 2019-09-04
  • LA RA
    APPROVED
    Since 2018-01-23
  • CO RA
    APPROVED
    Since 2017-11-16
  • FL RA
    APPROVED
    Since 2017-10-09
  • TX RA
    APPROVED
    Since 2017-02-09

Branch Locations

18333 Egret Bay Boulevard Suite 600, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Houston TX 11/1982 11/2023
Texas Wealth Management, Inc. Houston TX 07/1982 12/2017
Texas Wealth Management, Llc Houston TX 12/2016 Present
Osaic Wealth, Inc. Houston TX 11/2023 Present
  • 11/1982 → 11/2023
    Fsc Securities Corporation
    Houston, TX
  • 07/1982 → 12/2017
    Texas Wealth Management, Inc.
    Houston, TX
  • 12/2016 → Present
    Houston, TX
  • 11/2023 → Present
    Houston, TX
Previous Registrations
  • 1983-08-23 → 2023-11-03
    Fsc Securities Corporation
    Houston, TX
  • 1987-07-14 → 2017-12-12
    Texas Wealth Management, Inc.
    Houston,, TX
Other Businesses

1) TEXAS WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2017 ADDRESS: 18333 Egret Bay Blvd., Suite 600, Houston TX 77058, United States DESCRIPTION: Financial Planning 2) MAUI VACATION RENTAL POSITION: Owner of Condo NATURE: Rent out vacation condo INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 115 N Kihei Rd, Kihei HI 96753, United States DESCRIPTION: Owner of a condo? 3) MICHAEL HESSE INSURANCE POSITION: Insurance Producer NATURE: Michael Hesse is an insurance producer involved in selling insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/21/1982 ADDRESS: 18333 Egret Bay Blvd,, Suite 600, Houston TX 77058, United States DESCRIPTION: Insurance producer involved in selling insurance 4) STEVEJO, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 18333 Egret Bay Blvd, suite 600, houston TX 77058, United States DESCRIPTION: SteveJo LLC owns a tract of raw land. The city offered to make a one time payment to SteveJo to use the land to store city equipment while working on the streets etc. 5) OSAIC WEALTH INC POSITION: Registered Representative and Investment adviser representative NATURE: INC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/2023 Registered Representative and Advisory Representative of Osaic Wealth Inc an SEC Registered investment advisory firm and FINRA member broker dealer. Clients may choose to engage Mr. Hesse in his individual capacity to implement investment recommendations as a registered representative of Osaic Wealth on a commission basis and/or as an advisory representative of Osaic Wealth on a fee basis. ADDRESS: 18333 Egret Bay Blvd Suite 600 Houston, Texas 77058 / Headquarters: 18700 N. Hayden Rd., Ste. 255 Scottsdale, AZ 85255

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-07
  • S63 Uniform Securities Agent State Law Examination
    1982-05-07
Designations

View on SEC IAPD

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