Abraham I Borenstein

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 04/2017
  First Republic Bank
  New York, NY
• 11/2006 → 04/2017
  First Republic Securities Co
  New York, NY
• 04/2017 → 09/2023
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → Present
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2010-07-15 → 2025-03-17
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  New York, NY
• 2007-02-14 → 2010-09-30
  First Republic Wealth Advisors, Llc
  San Francisco, CA

Other Businesses

Entity Name: Prentice Hospitality group Investment related: No Address: 110 Thames Street Portland, Me 04101 Nature of the other business: Hospitality Position/Title/Relationship: Owner/Partner Start Date: 09/15/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hospitality interests in products, restaurants, and some retail. I have no active duties' and am strictly a passive investor. There is no connection to JPMC. This investment is completely passive and have neo decision making responsibility, no position, no duties or obligations. Name: FINRA Address: One Liberty Plaza, 27th Floor, New York, NY Investment-related: Yes Nature of the Business: self-regulatory organization Role: Registered Arbitrator Description of Duties: duties related to serving as an Arbitrator Start Date: 01/01/2000 Number of hours each month: Varies Number of hours during trading: None Entity Name: Baruch College/CUNY Investment related: No Address: 23rd Street Lexington Ave NYC https://blogs.baruch.cuny.edu/eoc/executives/become-a-mentor/ Nature of the other business: Education Position/ Title/ Relationship: Independent Contractor Start Date: Jan 01, 2012 Approximate # of hours a month: 20-30 hrs a year. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: An unpaid Volunteer effort to assist students learn about Finance, or prepare for job interviews, and resume writing. Probably 20 -30 hours a year.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-28
• S63 Uniform Securities Agent State Law Examination
  1980-05-08

Other Names

• Abraham Borenstein
• Abe Borenstein
• Abe Issac Borenstein
• Abraham Issac Borenstein
• Abraham Isaac Borenstein