Michael John Adams

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-04

MN RA
APPROVED

Since 2013-12-04

Branch Locations

701 East Lake Street, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co., Inc.	Wayzata	MN	07/2006	Present

07/2006 → Present

Stifel Nicolaus & Co., Inc.

Wayzata, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-03
S63	Uniform Securities Agent State Law Examination	1979-08-30

S65 Uniform Investment Adviser Law Examination

2007-07-03
S63 Uniform Securities Agent State Law Examination

1979-08-30

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Exams

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