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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-04 |
| CA | RA | APPROVED | 2017-03-06 |
| IL | RA | APPROVED | 2017-03-06 |
Branch Locations
1432 Techny Rd, Northbrook, IL 60062 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cla Financial Advisors, Llc | Northbrook | IL | 04/2011 | 12/2016 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 12/2016 | Present |
| Lpl Financial Llc | Northbrook | IL | 03/2017 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 03/2017 | Present |
| Wealth Enhancement Advisory Services | Plymouth | MN | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-24 |
| S66 | Uniform Combined State Law Examination | 2008-01-15 |
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