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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-04-03 |
| TX | RA | APPROVED_RES | 2019-03-29 |
Branch Locations
4332 Boulevard Park S, Mobile, AL 36609 • United States
3817 Gulf Shores Pkwy Ste 2, Gulf Shores, AL 36542 • United States
Mobile, AL • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Mobile | AL | 02/2013 | 03/2019 |
| Ameriprise Financial Services, Inc. | Mobile | AL | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Mobile | AL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-17 |
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