John Edward Allison

Current Employers

Employment History

• 01/2003 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 01/2003 → Present
  Allison Investment Management, Llc
  Columbia, SC
• 08/2024 → Present
  Osaic Wealth, Inc.
  Columbia, SC

Other Businesses

1-ALLISON INVESTMENT MANAGEMENT LLC; INVESTMENT RELATED; 1201 LINCOLN ST., SUITE 301, COLUMBIA, SC 29201; FINANCIAL INDEPENDENT RIA; PRESIDENT AND MEMBER; 12/2002; 240 HOURS/MONTH; 10 HRS/DAY; COMPENSATION-DEPENDENT ON PROFITABILITY OF FIRM; MAKE DAY TO DAY DECISIONS CONCERNING OPERATIONS OF FIRM, INVESTMENT ALLOCATION OF MANAGED ACCOUNTS, AND RECOMMENDATIONS OF INVESTMENTS TO NON-MANAGED ACCOUNTS. 2)Financial Industry Regulatory Authority (FINRA);investment related;1735 K Street,Washington,DC 20006;non-profit financial regulatory authority;industry arbitrator;2004;1 hr/month;0 hrs during trading;serve on an arbitration panel to hear all sides of an investment industry related dispute,study evidence presented,and render a final and binding decision 3)Richardson,Patrick,Westbrook,Brickman,LLC;not investment related;2700 Middleburg Dr,Ste 220-D,Columbia,SC 29204;law firm;expert witness;4/24/2020;10-20 hrs one time;no set hours;act as expert witness for claimant in FINRA hearing. This will be a one-time appearance as an expert witness for this firm 4)Finkel Law Firm,LLC;not investment related;1201 Main St,Ste 1800,Columbia,SC 29201;general practice attorneys;expert witness;6/2021;5-10 hrs/one time;no set hours during trading;act as an expert witness in either a FINRA hearing or for plantiff in SC state court 5)SC Archaeological Research Trust;not investment related;1321 Pendleton St,2nd Floor,Suite 7,Columbia,SC 29201;non-profit trust with the University of South Carolina;board member;9/15/2022;6 hrs/month;1-2 hrs during trading;board member of the trust,review and qualify archaeological projects for funding,to promote archeology through the SC Institute for Archaeology and Anthropology(SCIAA) and to raise funds in support of SCIAA research

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-10-04
• S65 Uniform Investment Adviser Law Examination
  1994-04-08