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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-04
NJ RA APPROVED 2009-01-02
  • FL RA
    APPROVED
    Since 2021-05-04
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

14 E. Main St Suite 201, Marlton, NJ 08053 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Marlton NJ 10/1988 Present
Arbitration Panelist - Finra Marlton NJ 06/2014 Present
Raymond James Financial Services Advisors, Inc Marlton NJ 01/2009 Present
Other Businesses

(1)Name of Business: Address: 252 SABAL PALM TER, BOCA RATON, FL, 33432, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/09/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: RETAIL SALES OF FIXED ANNUITIES (2)Name of Business: MICHAEL J. MAZZAFRO Address: 252 SABAL PALM TER, BOCA RATON, FL, 33432, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/04/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Prepare tax returns, provide tax strategic tax planning services. Assist taxpayers with IRS matters and audits. Provide assistance with Estate tax planning and proper beneficiary designation's, and complex death claims of tax deferrals. (3)Name of Business: MJ MAZZAFRO Address: 252 SABAL PALM TER, BOCA RATON, FL, 33432, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/18/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RENTING OUR PERSONALLY OWNED VACATION CONDO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-10
S63 Uniform Securities Agent State Law Examination 1984-02-06
  • S66 Uniform Combined State Law Examination
    2021-04-10
  • S63 Uniform Securities Agent State Law Examination
    1984-02-06
Other Names
  • Michael J Mazzafro

View on SEC IAPD

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