Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1996-12-23
FL RA APPROVED 1991-05-23
  • TX RA
    APPROVED_RES
    Since 1996-12-23
  • FL RA
    APPROVED
    Since 1991-05-23

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 05/1991 Present
Bank Of America, Na Fort Lauderdale FL 01/2010 Present
Other Businesses

I*71669 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WALTER LYTLE INACTIVE RE LICENSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORAL SPRINGS, FLORIDA 33067 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2002 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INACTIVE REAL ESTATE LICENSE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-25
S63 Uniform Securities Agent State Law Examination 1991-07-18
  • S65 Uniform Investment Adviser Law Examination
    1995-10-25
  • S63 Uniform Securities Agent State Law Examination
    1991-07-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor