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10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2017-02-28 |
| TX | RA | APPROVED | 2017-02-17 |
Branch Locations
10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Las Vegas | NV | 04/2007 | 02/2017 |
| Morgan Stanley Smith Barney | Las Vegas | NV | 06/2009 | 02/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2017 |
| Buckley Wealth Management, Llc | Las Vegas | NV | 02/2017 | Present |
1- PROVINCIAL COUNCIL OF THE CLERICS OF SAINT VIATORS INVESTMENT BOARD ADVISORY BOARD. 2- Investments & Wealth Institute (IMCA) - 5619 DTC Parkway Suite 506, Greenwood Village, CO 98111 - Committee Member - 1hr/year, if needed - No compensation - Committee member on appeals board for members appealing the board's disciplinary considerations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-18 |
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