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Catherine Mary Castaldo

Jefferies Investment Advisers LLC

New York, NY

CRD 857233

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Employer firm

Jefferies Investment Advisers LLC CRD 325421

$5.15B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-24
  • NY RA
    APPROVED
    Since 2023-05-24

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies & Company, Inc. New York NY 12/2005 Present
Leucadia Asset Management Llc New York NY 12/2005 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-12
  • S63 Uniform Securities Agent State Law Examination
    1988-04-12
Other Names
  • Cathy Nobile
  • Catherine Mary Castaldo
  • Castaldo Mary Catherine Mary

View on SEC IAPD

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