David Shoichi Arakawa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Corporation
  Honolulu, HI

Previous Registrations

• 2008-12-22 → 2009-09-08
  Associated Securities Corp.
  Honolulu, HI
  Honolulu, HI
  San Mateo, CA
• 2003-01-06 → 2008-12-19
  Fsc Securities Corporation
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

(1) 06/19/2010 - NON-VARIABLE INSURANCE - LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIE, P&C - HONOLULU, HI (2) 07/03/2013 - PYRAMID INSURANCE CENTRE - NON-VARIABLE INSURANCE - AGENT - 25% OF TIME SPENT - HONOLULU, HI (3) 04/12/2024 - BGA Life Insurance Services, Inc. - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 12/2/2016 - 40 Hrs/Mo; 0 Hrs During Trading. (4) 04/12/2024 - Pyramid Insurance Centre - Inv Related - At Reported Business Location(s) - Property and Casualty - Agent - Started: 4/1/2008 - 80 Hrs/Mo; 0 Hr During Trading.

Designations

• Chartered Financial Consultant