Robert Joseph Courter

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 03/2022
  First Financial Equity Corporation
  Surprise, AZ
• 03/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-03-15 → 2022-04-01
  Ffec Wealth Partners Llc
  Glendale, AZ
• 2006-09-12 → 2012-03-16
  Wedbush Securities Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/04/2022 2) INSURANCE BUSINESS, 17505 N. 79th Avenue, Ste. 305A, Glendale AZ 85358, United States, 03/04/2022, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 3) ARROWHEAD FINANCIAL SERVICES, Glendale AZ 85308, 03/2022, Agent, Using a Trade Name/dba, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-27
• S63 Uniform Securities Agent State Law Examination
  1987-09-09