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Harold Bowler Parker

Strategy Asset Managers L.L.C.

Pasadena, CA

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Current Employers
Strategy Asset Managers L.L.C.

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
  • CA RA
    APPROVED
    Since 2026-01-05

Branch Locations

790 E. Colorado Blvd. Ste 200, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holly Street Wealth Advisors Pasadena CA 05/2016 01/2020
Strategy Asset Managers L.L.C Woodcliff Lake NJ 05/2019 Present
Previous Registrations
  • 2016-05-23 → 2020-01-02
    Holly Street Wealth Advisors
    Pasadena, CA
  • 1994-08-29 → 2016-06-01
    Nasdaq Dorsey Wright
    Pasadena, CA
  • 2007-07-26 → 2009-12-31
    Western International Securities, Inc.
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-27
S63 Uniform Securities Agent State Law Examination 1983-01-10
  • S65 Uniform Investment Adviser Law Examination
    1993-12-27
  • S63 Uniform Securities Agent State Law Examination
    1983-01-10

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
J.P. MORGAN SECURITIES LLC · PASADENA, CA

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