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John Sterling Marble

Wells Fargo Clearing Services, LLC

Newark, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-27
TX RA APPROVED_RES 2018-05-02
DE RA APPROVED 2008-01-01
  • PA RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • DE RA
    APPROVED
    Since 2008-01-01

Branch Locations

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newark DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newark DE 11/2016 Present
Previous Registrations
  • 2006-09-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Newark, DE
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-15
  • S66 Uniform Combined State Law Examination
    2006-09-15

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
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