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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-26 |
| CT | RA | APPROVED | 2019-06-19 |
Branch Locations
101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | East Hartford | CT | 07/1978 | 06/2019 |
| Foresters Advisory Services Llc | Hartford | CT | 08/2012 | 06/2019 |
| Nationwide Life Insurance Co. | Columbus | OH | 12/2018 | 04/2019 |
| Cetera Investment Advisers Llc | East Hartford | CT | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1. PARTER OF RISLEY MARINO GROUP; DBA FOR CETERA BUSINESS 2. POWER OF ATTORNEY FOR CHARLES MARCEL; UNCLE 3. TRUSTEE FOR THE ADELLE W SCULLY IRREVOCABLE TRUST FBO ARIANNA WAITT; SISTER 4. ATLAS POINT, CLIENT BEHAVIOR SOFTWARE, SUBSCRIPTION SERVICE ANNUAL COST WAIVED-PART OF PILOT PROGRAM; ATLAS POINT LCC, FOCUS GROUP MEMBER PROVIDING FEEDBACK ON EXISTING & NEW IDEAS; 5. CO-OWNER OF RIVERVIEW FINANCIAL PARTNERS; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-29 |
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