Carolyn Lloyd-Turbett

Current Employers

Employment History

• 03/1982 → Present
  Carolyn Lloyd-Cohen Llc / Preferred Pensions Llc
  Woodland Park, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Fairfield, NJ
• 09/1999 → Present
  Kestra Investment Services, Llc
  Fairfield, NJ

Other Businesses

Business Name: CAROLYN LLOYD-COHEN POSITION: self NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 01/01/1999 ADDRESS: 375 Passaic Ave, Fairfield NJ 07004, United States DESCRIPTION: sales and client relations Business Name: Carolyn Lloyd-Cohen LLC Investment Related: Yes Address: 60A Koeck Road Columbia NJ 07832 Nature of Business: Other Other/None of the Above none of the above as everything I do with clients is represented with Us Financial Services and/or their subsidiary Position, Title or Relationship: Owner Start Date: 9/8/2004 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: sales made through US financial services, LLC that I merged into Business Name: Carolyn Lloyd-Turbett Investment Related: Yes Address: 60A Koeck Road Columbia NJ 07832 Nature of Business: Legal/Attorney/Trustee/Executor Position, Title or Relationship: Trustee Start Date: 4/2/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: fulfilling the obligations of the trust instrument Business Name: Preferred Pensions LLC Investment Related: Yes Address: 375 Passaic Ave., Suite 100, Fairfield NJ 07004 POSITION: no title, from time to time, I refer business to this entity and receive no compensation. It is a service to a client needing qualified Plan administration NATURE: Third Party Administration for Qualified Plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2018 DESCRIPTION: There are no duties or obligations, it is strictly a referral of services with clients where we are handling the assets Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: US FINANCIAL SERVICES, LLC POSITION: Financial Advisor - business development NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 01/01/2018 ADDRESS: 375 Passaic Ave, Suite 100, Fairfield NJ 07004, United States DESCRIPTION: Advising clients and generating additional business development

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1988-06-09

Designations

Other Names

• Carolyn Reynolds Lloyd
• Carolyn Reynolds Lloydcohen
• Carolyn Reynolds Turbett
• Carolyn Reynolds Turbett
• Carolyn Lloyd-Cohen
• Carolyn Lloyd-Turbett