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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-10-13 |
| TX | RA | APPROVED | 2004-04-15 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 03/2008 | Present |
| City National Bank | Houston | TX | 07/2023 | 01/2025 |
(1) MISSOURI STREET PROPERTIES LLC,; ADDRESS: PERSONAL ADDRESS; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: VACATION HOUSE RENTAL; CAPACITY: OWNER-ACTIVE; START DATE: 8/1/2018, DUTIES: HELP WITH PROPERTY MANAGEMENT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-06 |
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