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John Ashmore Lumbard

Lumbard & Kellner, LLC

Hollis, NH

CRD 852824

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Employer firm

Lumbard & Kellner, LLC CRD 117196

$444M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Lumbard & Kellner, Llc

5 Hutchings Drive, Hollis, NH 03049-0749 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 1990-02-08
  • NH RA
    APPROVED
    Since 1990-02-08

Branch Locations

5 Hutchings Drive, Hollis, NH 03049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lumbard & Kellner Llc Hollis NH 02/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-29
  • S63 Uniform Securities Agent State Law Examination
    1989-12-29
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

EDWARD JONES
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

DREW DAWSON KELLNER
JAMES B CONWAY
Shelly Kay Gillis

Nearby Offices

EDWARD JONES · HOLLIS, NH
LPL FINANCIAL LLC · Amherst, NH
MML INVESTORS SERVICES, LLC · NASHUA, NH

More in Hollis, NH

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