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John Ashmore Lumbard

Lumbard & Kellner, LLC

Hollis, NH

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Current Employers
Lumbard & Kellner, Llc

5 Hutchings Drive, Hollis, NH 03049-0749 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 1990-02-08
  • NH RA
    APPROVED
    Since 1990-02-08

Branch Locations

5 Hutchings Drive, Hollis, NH 03049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lumbard & Kellner Llc Hollis NH 02/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-29
  • S63 Uniform Securities Agent State Law Examination
    1989-12-29
Designations

View on SEC IAPD

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Other Investors

DREW DAWSON KELLNER
JAMES B CONWAY
Shelly Kay Gillis
Andrew David Gillis
DOMINIC MICHAEL CAPUTO
TORREY LESLIE GREENE
RICHARD JOHN HENDRICKS
KEVIN WAYNE GARNICK

Other Offices

EDWARD JONES · HOLLIS, NH
LPL FINANCIAL LLC · Amherst, NH
MML INVESTORS SERVICES, LLC · NASHUA, NH
PFS INVESTMENTS INC. · NASHUA, NH
CITIZENS SECURITIES, INC. · NASHUA, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
CHARLES SCHWAB & CO., INC. · Nashua, NH
LPL FINANCIAL LLC · NASHUA, NH

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