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James B Conway

Lumbard & Kellner, LLC

Hollis, NH

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Current Employers
Lumbard & Kellner, Llc

5 Hutchings Drive, Hollis, NH 03049-0749 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-10-14
  • NH RA
    APPROVED
    Since 2020-10-14

Branch Locations

5 Hutchings Drive, Hollis, NH 03049-0749 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fc Advisors San Francisco CA 07/2015 10/2020
Lumbard & Kellner, Llc Hollis NH 10/2020 Present
Previous Registrations
  • 2015-07-10 → 2020-10-13
    Fc Advisors
    Roseville, CA
  • 2006-04-20 → 2015-07-07
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2005-12-09 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-08
  • S66 Uniform Combined State Law Examination
    2005-12-08
Designations
Other Names
  • James Bowler Conway
  • Jay Bowler Conway
  • Jmaes Bowler Conway
  • James Bowler Conway
  • James B Conway
  • Jay Conway

View on SEC IAPD

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CITIZENS SECURITIES, INC.
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CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

DREW DAWSON KELLNER
JOHN ASHMORE LUMBARD
Shelly Kay Gillis
Andrew David Gillis
DOMINIC MICHAEL CAPUTO
TORREY LESLIE GREENE
RICHARD JOHN HENDRICKS
KEVIN WAYNE GARNICK

Other Offices

EDWARD JONES · HOLLIS, NH
LPL FINANCIAL LLC · Amherst, NH
MML INVESTORS SERVICES, LLC · NASHUA, NH
PFS INVESTMENTS INC. · NASHUA, NH
CITIZENS SECURITIES, INC. · NASHUA, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
CHARLES SCHWAB & CO., INC. · Nashua, NH
LPL FINANCIAL LLC · NASHUA, NH

More in Hollis, NH

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