Best Investors Account Sign in
Inactive

Drew Dawson Kellner

Lumbard & Kellner, LLC

Hollis, NH

Claim This Profile
Current Employers
Lumbard & Kellner, Llc

5 Hutchings Drive, Hollis, NH 03049-0749 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-18
NH RA APPROVED 2005-06-03
  • TX RA
    APPROVED_RES
    Since 2016-03-18
  • NH RA
    APPROVED
    Since 2005-06-03

Branch Locations

5 Hutchings Dr, Hollis, NH 03049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lumbard & Kellner Llc Hollis NH 02/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-02
  • S65 Uniform Investment Adviser Law Examination
    2005-06-02
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
PFS INVESTMENTS INC.
CITIZENS SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

JAMES B CONWAY
JOHN ASHMORE LUMBARD
Shelly Kay Gillis
Andrew David Gillis
DOMINIC MICHAEL CAPUTO
TORREY LESLIE GREENE
RICHARD JOHN HENDRICKS
KEVIN WAYNE GARNICK

Other Offices

EDWARD JONES · HOLLIS, NH
LPL FINANCIAL LLC · Amherst, NH
MML INVESTORS SERVICES, LLC · NASHUA, NH
PFS INVESTMENTS INC. · NASHUA, NH
CITIZENS SECURITIES, INC. · NASHUA, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
CHARLES SCHWAB & CO., INC. · Nashua, NH
LPL FINANCIAL LLC · NASHUA, NH

More in Hollis, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor