Best Investors Account Sign in

Ronald Clement Fitzgerald

Rbc Capital Markets, LLC

Boca Raton, FL

Vienna, VA

Ft Myers, FL

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-26
VA RA APPROVED 2020-06-22
DC RA APPROVED 2020-06-03
TX RA APPROVED 2020-05-22
  • FL RA
    APPROVED
    Since 2020-06-26
  • VA RA
    APPROVED
    Since 2020-06-22
  • DC RA
    APPROVED
    Since 2020-06-03
  • TX RA
    APPROVED
    Since 2020-05-22

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Ft Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 02/1998 05/2020
Rbc Capital Markets, Llc Boca Raton FL 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-05
S63 Uniform Securities Agent State Law Examination 1985-02-26
  • S65 Uniform Investment Adviser Law Examination
    1993-05-05
  • S63 Uniform Securities Agent State Law Examination
    1985-02-26
Other Names
  • Ron Fitzgerald

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor