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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-31 |
| KS | RA | APPROVED | 2024-01-26 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Central Life Insurance | Topeka | KS | 05/1989 | 01/2024 |
| Chief Advisors Corp. | Salina | KS | 02/2005 | 12/2022 |
| First Asset Financial Inc. | Salina | KS | 07/2006 | 12/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | 01/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | 01/2024 |
| Lpl Financial Llc | Topeka | KS | 01/2024 | Present |
1- 01/2024 / Chief H&L Advisors LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 55 hrs mnth / start date 10/15/2022 2- 01/2024 / Chief HL Advisors LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 55 hrs mnth / start date 10/15/2022 3- 01/2024 / CHIEF HL INSURANCE SERVICES LLC / Insurance Agency / Investment Related / 3 hrs mnth / 1 hrs during trading / start date 11/15/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-26 |
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