Larry Dean Queen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 01/2011 → Present
  Queen Financial Group, Llc
  Columbus, OH

Previous Registrations

• 2008-10-02 → 2011-10-25
  Woodbury Financial Services, Inc.
  Columbus, OH
  Columbus, OH
• 2005-06-01 → 2006-05-05
  Equitable Advisors, Llc
  Columbus, OH
  Columbus, OH
  Columbus, OH
• 1999-12-07 → 2005-06-01
  Mony Securities Corporation
  Columbus, OH

Other Businesses

1) QUEEN PROPERTIES, 224 VIKING RD, CHARLESTON WV, 1/2004 AS OWNER OF RENTAL APARTMENT. NIR - 3 HR/MO - 0/TRADING. 2) QUEEN FINANCIAL GROUP, LLC - Independent insurance agent for various independent insurance companies 3) SPURGEON, QUEEN, & GILL FINANCIAL SERVICES, LLC, 4656 EXECUTIVE DR, COLUMBUS, OH, 7/2015 AS PART- OWNER OF SECURITIES DBA. INV REL - 10 HR/WK - 5/TRADING. 4)QUEEN BATES & ASSOCIATES, LLC 4656 EXECUTIVE DRIVE COLUMBUS, OH 43220- PARTNER/MEMBER SINCE 11/28/10- NOT INVESTMENT RELATED- DEVOTES 2 HRS PER MONTH DEVOTES 2 HOURS DURING TRADING OFFICE SPACE RENTAL, 10000 SQ FT BUILDING. TOM BATES AND MYSELF OCCUPY THE FIRST FLOOR AND BASEMENT, WE RENT OUT 2ND FLOOR TO A TILTE AGENCY AND AN ATTORNEY. DUTIES ARE MAINTANING THE BUILDING AND COLLECTING RENT. WE HAVE A SEPERATE CHECKING AND SAVINGS ACCOUNT FOR THIS BUSINESS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/15/2011

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Larry Dean Queen
• Larry D Queen