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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-04-11 |
| TX | RA | APPROVED | 2004-01-07 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | Present |
1.Michael Hoctor Foundation. # 3 Courtland Place, Houston TX 77006. Hal Perkins is a board member. Non investment related. Foundation started 01/1998. Attend a brief annual meeting. Periodically discuss charity choices. Spends about 1 hour quarterly. 2.HAROLD AND JENNIFER PERKINS 2007 MGNT TRUST. 1915 MILFORD, HOUSTON TX 77098. 3.I OWN A SECOND HOME IN FLORIDA THAT IS CURRENTLY BEING RENTED THROUGH A RENTAL AGENCY. THE NAME OF THE AGENCY IS DUCK DUCK GOOSE. THE BUSINESS IS INVESTMENT-RELATED. THE ADDRESS IS 406 N. ANDALUSIA, SANTA ROSA BEACH, FL 32459. I BEGAN RENTING THE HOUSE APPROXIMATELY 1 1/2 YEARS AGO. I DEVOTE NO TIME TO THE VENTURE AS IT IS COMPLETELY HANDLED BY AN AGENCY IN GRAYTON BEACH, FL. 4.I AM TRUSTEE OF MY PERSONAL TRUST ACCT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-06 |
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