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Bruce Jay Zwick

Morgan Stanley

Wayzata, MN

Palm Beach Gardens, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-24
TX RA APPROVED_RES 2018-10-15
MN RA APPROVED 2018-10-12
  • FL RA
    APPROVED
    Since 2019-01-24
  • TX RA
    APPROVED_RES
    Since 2018-10-15
  • MN RA
    APPROVED
    Since 2018-10-12

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minnetonka MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Minnetonka MN 11/2016 10/2018
Morgan Stanley Wayzata MN 10/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Minnetonka, MN
  • 11/2016 → 10/2018
    Wells Fargo Clearing Services, Llc
    Minnetonka, MN
  • 10/2018 → Present
    Morgan Stanley
    Wayzata, MN
  • 10/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*485400- Trust; Investment related -Yes; Palm Beach Gardens, Florida; Trustee/Co-Trustee; 02/2005; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-09
S63 Uniform Securities Agent State Law Examination 1989-09-12
  • S65 Uniform Investment Adviser Law Examination
    2006-08-09
  • S63 Uniform Securities Agent State Law Examination
    1989-09-12

View on SEC IAPD

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JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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