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King Hanford Harris

Pinnacle Associates, Ltd.

New York, NY

CRD 851327

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Employer firm

Pinnacle Associates, Ltd. CRD 110631

$10.4B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Pinnacle Associates, Ltd.

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-14
  • NY RA
    APPROVED
    Since 2021-09-14

Branch Locations

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Associates New York NY 06/1998 Present
  • 06/1998 → Present
    Pinnacle Associates
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-28
S63 Uniform Securities Agent State Law Examination 1979-09-27
  • S65 Uniform Investment Adviser Law Examination
    1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1979-09-27
Other Names
  • Hanford King Harris

View on SEC IAPD

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Nearby Investors

STEVEN MARC MUEHLGAY
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