Inactive

King Hanford Harris

Pinnacle Associates, Ltd.

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Current Employers

Pinnacle Associates, Ltd.

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-14

NY RA
APPROVED

Since 2021-09-14

Branch Locations

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pinnacle Associates	New York	NY	06/1998	Present

06/1998 → Present

Pinnacle Associates

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-28
S63	Uniform Securities Agent State Law Examination	1979-09-27

S65 Uniform Investment Adviser Law Examination

1996-08-28
S63 Uniform Securities Agent State Law Examination

1979-09-27

Other Names

Hanford King Harris

View on SEC IAPD

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