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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-14 |
| DC | RA | APPROVED | 2023-08-16 |
| NV | RA | APPROVED | 2023-05-22 |
| TX | RA | APPROVED_RES | 2023-05-15 |
| RI | RA | APPROVED | 2022-01-21 |
| CO | RA | APPROVED | 2021-09-10 |
| NY | RA | APPROVED | 2021-04-16 |
| GA | RA | APPROVED | 2020-06-03 |
| MD | RA | APPROVED | 2014-05-09 |
| DE | RA | APPROVED | 2013-11-20 |
| CA | RA | APPROVED | 2012-03-23 |
| PA | RA | APPROVED | 2011-04-07 |
| NC | RA | APPROVED | 2009-04-06 |
| FL | RA | APPROVED | 2007-02-07 |
| CT | RA | APPROVED | 2006-06-28 |
| SC | RA | APPROVED | 2006-06-20 |
| VA | RA | APPROVED | 2006-03-07 |
| NJ | RA | APPROVED | 2003-02-25 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Trumbull, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 12/1997 | Present |
| Guardian Life Insurance Company | Trumbull | CT | 06/2024 | Present |
| Park Avenue Securities | Trumbull | CT | 06/2024 | Present |
1. Annuities, group insurance (outside business other than Guardian) Selling , Life , DI, Long-term care, employee benefits, Start: 01/01/1977, Address: 437 Madison Avenue, 29th Fl NY,NY 10022, 20 total hours per month; 20 during securities trading hours, Investment related, More than 10% annual compensation, 2. Parallel Executive Planning-DBA was created to support the business I conduct as a Guardian FR, Start: 01/01/2019, Address: 437 Madison Avenue, 29th Fl NY,NY 10022, 20 total hours per month; 20 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Strategic Management Consulting- Speak, discuss with key executives and business owners broad based topics of concern to them, Start: 07/18/2025, Address: 437 Madison Avenue, 29th Fl NY,NY 10022, 2 total hours per month; 2 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-27 |
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