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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nashville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | Present |
100% OWNERSHIP OF RENTAL PROPERTY, INVESTMENT RELATED, ROSEMARY BEACH FL, 3 HOURS PER MONTH, START 04/10. RENTAL PROPERTY; INV-RELATED; NASHVILLE, TN; START: 1997; 100% OWNER WITH SPOUSE; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV-RELATED; NASHVILLE, TN; COMMERCIAL BUILDING; START: 1981; 100% OWNER WITH SPOUSE; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV RELATED; NASHVILLE, TN; OWNER; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTING OUT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-03 |
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