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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 1999-12-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
(1) VARIOUS OUTSIDE INSURANCE BROKERAGE BUSINESS. (2) VAUGHAN REGIONAL MEDICAL CENTER, 04/01/1994, 1015 MEDICAL CENTER PARKWAY, SELMA, AL 36701, CHAIRMAN OF THE BOARD OF TRUSTEES, 3 HRS PER MO, NO COMPENSATION: (3) VAUGHAN COMMUNITY HEALTH SERVICES,10/01/2001, 200 VAUGHAN WAY SELMA, AL 36701, CHAIRMAN OF THE BOARD OF DIRECTORS, 3 HRS PER MO, NO COMPENSATION; (4) VAUGHAN FOUNDATION, 10/01/2001, 200 VAUGHAN WAY SELMA, AL 36701, BOARD MEMBER, 1 HOUR PER MO. NO COMPENSATION; (5) MEMBER OF A LIMITED LIABILITY COMPANY-JOHN B. MORRIS, LLC, 1003 BROAD STREET, SELMA, AL 36701- MEMBER- STRICTLY CHECK WRITING ABILITY FOR PAYROLL AND PAYING MONTHLY BILLS. 03/29/2012 - 0 HRS PER MONTH, NON INVESTMENT RELATED- NO COMPENSATION (6) SELMA - DALLAS CHAMBER OF COMMERCE, 912 SELMA AVE, SELMA, AL 36701- MEMBER - 03/13/2013. O HRS PER MONTH. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-10 |
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