Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-08
AL RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2019-04-08
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

Valley Grande, AL • United States

418 M Lauderdale Street, Selma, AL 36701 • United States

Deatsville, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Selma AL 03/1987 Present
Cetera Investment Advisers Llc Selma AL 01/2014 Present
Other Businesses

1. HORIZON INVESTMENT GROUP. BROKERAGE, INSURANCE AND INVESTMENT ADVISORY SERVICES THRU CETERA. 40 HRS/WK. SALARIED & COMMISSIONS. 2. COMMITTEE MEMBER OF ELKDALE BAPTIST CHURCH; OVERSEE THE COMPENSATION OF CHURCH EMPLOYEES; 1 HR/MOS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04
Designations
Other Names
  • Julie Melton

View on SEC IAPD

More in Valley Grande, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor