David Clifton Smith

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2018-03-09

AL RA
APPROVED

Since 2018-03-09

Branch Locations

418 Lauderadle Street, Selma, AL 36701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Norfolk Southern	Selma	AL	07/2006	05/2017
Cetera Investment Services Independent	St. Cloud	MN	05/2017	Present
Cetera Investment Services Llc	St. Cloud	MN	09/2017	Present
Cetera Investment Advisers Llc	Selma	AL	03/2018	Present

07/2006 → 05/2017

Norfolk Southern

Selma, AL
05/2017 → Present

Cetera Investment Services Independent

St. Cloud, MN
09/2017 → Present

Cetera Investment Services Llc

St. Cloud, MN
03/2018 → Present

Cetera Investment Advisers Llc

Selma, AL

Other Businesses

1.) BOARD MEMBER FOR NORTH DALLAS COUNTY WATER AUTHORITY 2.) BOARD OF TRUSTEES FOR CROSSPOINT CHRISTIAN CHURCH; DIRECT AND GOVERN THE OPERATION AND FINANCES OF THE CHURCH; 1 HR/MOS 3.) HORIZON INVESTMENT GROUP INC, DBA FOR CETERA BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-08

S66 Uniform Combined State Law Examination

2018-03-08

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews