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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
NJ RA APPROVED 2002-07-25
  • NY RA
    APPROVED
    Since 2021-03-26
  • NJ RA
    APPROVED
    Since 2002-07-25

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Larchmont, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 07/1979 Present
  • 07/1979 → Present
    Neuberger Berman, Llc
    New York, NY
Other Businesses

U.S. Cypriot Chamber of Commerce.Mission of organization is to promote goodwill, trade and investment between the US and Cyprus. http://www.cyprususchamber.com/ President. As Secretary I assisted the President in achieving the Chamber's goals. As President I will have the leadership role in setting the Agenda. Also will become one of the main contact people for the organization. One of the first items that I will address is organizing and updating the Chamber's data base and Web site. The Chamber will then be able to communicate more effectively with it's members. Secondly increase membership; Americans of Cypriot descent and we need more women. We hold a number of events every year. So far for 2019, we held an Architectural event, a social with the AJC, and our Gala honoring Exxon. Start Date 1/1/2020.Hours during Trading hours is 2 hours a month. 10 hours a month during non Trading Hours. Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28
Other Names
  • Maria Pappas Tarantino
  • Maria Tarantino

View on SEC IAPD

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