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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-25
  • NY RA
    APPROVED
    Since 2025-03-25

Branch Locations

468 South Pearl Street, Suite B, Canandaigua, NY 14424 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Canandaigua NY 09/2011 03/2025
Vanderbilt Securities, Llc Woodbury NY 03/2025 Present
  • 09/2011 → 03/2025
    Lpl Financial
    Canandaigua, NY
  • 03/2025 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Previous Registrations
  • 2011-09-29 → 2025-03-28
    Canandaigua, NY
    Canandaigua, NY
    Albany, NY
    Canandaigua, NY
  • 2006-02-03 → 2010-06-24
    Canandaigua, NY
    Rochester, NY
    Canandaigua, NY
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 1980-08-22
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    1980-08-22

View on SEC IAPD

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