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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
475 North Main Street, Canandaigua, NY 14424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell J. Barone, Cpa | Canandaigua | NY | 08/1998 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2002 | Present |
| Canandaigua Financial Group | Canandaigua | NY | 04/2011 | Present |
1.Russell J. Barone, CPA, offering accounting services; as of 1989, Conducted at branch; Not investment related. 2.Fixed insurance sales; as of 10/2004, less than 5% of time spent during business hours, Conducted at branch; Investment related. 3.Owner, Barone Professional Services Corp., a private entity established to facilitate securities business; as of 11/12/2014, 0% of time spent during business hours, Conducted at branch; Investment related. 4.Owner, DSNA, LLC, an entity created for the purpose of buying and managing commercial real estate at Weigert Road, Farmington, NY, as of 09/01/2023; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-26 |
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
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