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Marc Andrew Simmons

Simco Financial

Canandaigua, NY

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Current Employers
Simco Financial

2531 Rochester Road, Canandaigua, NY 14424 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-30
  • NY RA
    APPROVED
    Since 2025-07-30

Branch Locations

2531 Rochester Road, Canandaigua, NY 14424 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simco Capital Rochester NY 01/2005 Present
Invest Financial Corp Canandaigua NY 06/2011 Present
Simco Financial Canandaigua NY 07/2025 Present
  • 01/2005 → Present
    Simco Capital
    Rochester, NY
  • 06/2011 → Present
    Invest Financial Corp
    Canandaigua, NY
  • 07/2025 → Present
    Canandaigua, NY
Previous Registrations
  • 2003-10-09 → 2005-01-27
    New England Securities
    Norwalk , CT
  • 2001-10-12 → 2002-10-18
    Stamford, CT
Other Businesses

SIMCO CAPITAL LTD/INVESTMENT RELATED/2531 RT 332, CANANDAIGUA, NY 14424/MEDICAL, LIFE, DISABILITY, PROPERTY & CASUALTY, AND FIXED INSURANCE/40 HRS PER MO, 40 HRS DURING TRADING. 2) 2531 ROUTE 332 LLC, NOT INVESTMENT RELATED, 2531 RT 332 CANANDAIGUA NY 14424, COMMERICAL REAL ESTATE, OWNER, START DATE 8/1/2010, OWNER, 2 HPM, 0 HRS TRADING. 3) 61 CANANDAIGUA ROAD LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANANDAIGUA NY 14424, COMMERICAL REAL ESTATE, OWNER, START DATE 6/1/2012, THIS IS THE BUILDING SIMCO GALLERIA IS HOUSED, 2 HPM, 0 HRS TRADING. 4) SIMCO GALLERIA LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANADAIGUA NY 14424, ANTIQUES SALES, OWNER, START DATE 6/1/2012, OWNER OF ANTIQUE GALLERIA - I DON'T HANDLE DAY TO DAY. 5)CAFE 61 LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANANADAIGUA NY 14424, WINE BAR, OWNER, START DATE 6/1/2012, OWNER, 2 HPM, 0 HRS TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-19
S63 Uniform Securities Agent State Law Examination 1998-03-10
  • S65 Uniform Investment Adviser Law Examination
    2025-04-19
  • S63 Uniform Securities Agent State Law Examination
    1998-03-10

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